— Centaurus Financial

There are Recent Customer Complaints with Broker Jeffrey Hobert in Firm Centaurus Financial, INC.

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 19, 2023.

The customer alleges that the Registered Representative recommended an unsuitable investment and investment strategies in an illiquid alternative investment. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Manuel Ramos in Centaurus Financial, INC. Firm Has Customer Complaint

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Ramos (Ramos), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on December 19, 2023.

The customer alleges that in November 2016, the Registered Representative recommended illiquid investments with declining values and high fees.

There are Recent Customer Complaints with Broker John Marcheso in Firm Centaurus Financial, INC.

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Marcheso (Marcheso), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Marcheso recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 19, 2023.

The customer alleges that the Registered Representative recommended unsuitable investments and investment strategies in various illiquid alternative investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Bradford Lucas in Centaurus Financial, INC. Firm Has Customer Complaint

June 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradford Lucas (Lucas), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lucas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,479.93 on January 15, 2024.

Client claims that in May of 2023, the Registered Representative gave a poor recommendation that resulted in the client getting an inferior product over the one he previously held.

There are Recent Customer Complaints with Broker Richard Acker in Firm Centaurus Financial, INC.

June 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Acker (Acker), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Acker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 30, 2024.

The customer alleges that from December 2011 through November 2013, the Registered Representative recommended unsuitable investments and investment strategies in various illiquid alternative investments.

There are Recent Customer Complaints with Broker Darren Grossman in Firm Centaurus Financial, INC.

June 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darren Grossman (Grossman), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grossman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on February 21, 2024.

The customers allege that, during the period of January 2020 through October 2020, the Registered Representative recommended unsuitable, high-risk, illiquid investments, and breached his fiduciary duty.

Broker Lawrence Depaul in Centaurus Financial, INC. Firm Has Customer Complaint

June 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Depaul (Depaul), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Depaul recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on February 21, 2024.

The customer alleges that during the period of 2019 through 2021, the Registered Representative recommended unsuitable, high-risk, illiquid investments, and breached his fiduciary duty.

Broker John Starke in Centaurus Financial, INC. Firm Has Customer Complaint

May 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Starke (Starke), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Starke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $28,000.00 on February 05, 2025.

The customer alleges that the Registered Representative recommended unsuitable, illiquid investments. No specific dates for the alleged activity were identified in the customer’s complaint.

There are Recent Customer Complaints with Broker Steven Nielsen in Firm Centaurus Financial, INC.

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Nielsen (Nielsen), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nielsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on February 21, 2025.

The customer alleges that the Registered Representative recommended an unsuitable, highly speculative and illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Timothy Tremblay in Centaurus Financial, INC. Firm Has Customer Complaint

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Tremblay (Tremblay), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $94,000.00 on March 05, 2025.

The customers allege that the Registered Representative recommended unsuitable, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the written complaint.