Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donte Lambert (Lambert), previously associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Lambert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,484.00 on February 12, 2024.
Client alleged market linked CD recommendation was not consistent with her intent to purchase a bank CD.