Private Client Services

Broker Ahmad Quqa in Private Client Services, LLC Firm Has Customer Complaint

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ahmad Quqa (Quqa), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Quqa recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $715,992.00 on March 25, 2025.

Client allege his former Financial Advisor placed unauthorized trades in his accounts, rebalanced his accounts outside of investment objectives and cost him market loss upon the liquidation and subsequent investment of his real estate portfolio based on the guaranteed return represented by his Financial Advisor.

Broker Stephen Wedel in Private Client Services, LLC Firm Has Customer Complaint

May 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Wedel (Wedel), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wedel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 02, 2024.

Customer alleges that investments made in 2013-2014 were unsuitable for the customer’s investment objectives and risk tolerance.

Broker Timothy Banks in Private Client Services, LLC Firm Has Customer Complaint

May 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Banks (Banks), previously associated with Private Client Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Banks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 02, 2024.

Customer alleges that an investment made in 2014 was unsuitable for the customer’s investment objectives and risk tolerance.